Regulatory Disclosures – Investment Management

A growing US investment management firm with a strong, collaborative culture is looking to hire a Regulatory Disclosures professional to join its London team as part of continued expansion.

The successful candidate will lead the end-to-end fund disclosure process, ensuring regulatory filings are drafted, reviewed, approved and disseminated accurately and on time. The role works closely with senior stakeholders across legal, compliance, product and operations, playing a key role in managing disclosure risk, maintaining governance standards and supporting regulatory compliance across the firm’s product range.

Candidates will ideally be a qualified lawyer with around 5 years’ PQE and experience in regulated funds or financial services regulation, though strong applicants from compliance or governance backgrounds will also be considered. A solid understanding of fund disclosure requirements and the ability to collaborate effectively across multiple business teams will be essential.

The position is newly created and offers strong scope for career development. The successful hire will help shape the operating model, technology and internal processes, with potential to build and lead a team as the function evolves.

An excellent opportunity for an ambitious mid-level lawyer or regulatory specialist seeking a broad, high-visibility role within a supportive and growing business.

For more information and a confidential discussion please contact Jane Fry on 020 3743 0697 or jane@fryandbrown.com

Ref: 3558315